News & Insights

Notes on plan audit and compliance.

Periodic notes on employee benefit plan audit requirements, Form 5500 deadlines, and related compliance topics.

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Understanding the Large Plan Audit Threshold

A look at how participant counts determine whether a defined contribution plan requires an audit, and what changes when a plan crosses that line.

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Form 5500 Filing Deadlines, Explained

A plain-language walkthrough of standard and extended Form 5500 due dates, and where audit timing fits into that schedule.

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What a Limited-Scope Audit Does and Does Not Cover

An overview of the certification that makes a limited-scope audit different from a full-scope engagement.

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